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Students who have opted for Financial Services and Capital Markets – Elective Paper need to refer the following two SEBI Regulations excluding the Schedules related thereto.

  • SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 [Last amended on March 06, 2017] (At S. No. 2 in the List)
  • SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 (Last amended on August 14, 2017) (At S. No. 16 in the List)

Students are advised not to refer to the entire list of SEBI Regulation and Guidelines as provided in the Chapter 16 of the Study Material.

Compilation of above-mentioned Regulations is available at following link:
/resource/48430bos32482.pdf

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