CERTIFICATE COURSE ON FINANCIAL MARKETS AND SECURITIES LAWS (FMSL)

About the Course

In the current scenario of information explosion, global linkages, quick responses and fast redundancies of data, products, businesses and services, it has become imperative for members to keep abreast of the challenges in the marketplace.

The objective of this Course is two-fold-on one hand it undertakes to help those members who are willing to make career as intermediaries in the financial markets and on the other, to increase the efficiency of the participants associated with the financial market and to enable them to keep pace with the changing environment.

Course Contents

Sl. no Chapter/Topic
1 Chapter 1: Introduction to Financial Market & Money Market
2 Chapter 2: Government Securities Market
3 Chapter 3: Corporate Bond Market
4 Chapter 4: Securitized Debt Instruments
5 Chapter 5: Foreign Exchange Market
6 Chapter 6: Capital Market – Primary Market
7 Chapter 7: Capital Market - Secondary Market
8 Chapter 8: Capital Market - Secondary Market Compliance
9 Chapter 9: Mutual Funds & Commodity Derivatives Markets
10 Chapter 10: Common Laws – Study of Relevant Provisions
11 Chapter 11: Fund Raising
12 Chapter 12: Infrastructure Finance
13 Chapter 13: NPA Management and Appellate Jurisdictions
14 Chapter 14: Financial Planning and Asset Management


Eligibility
Only the Members of ICAI are eligible to pursue this course.

Course Duration
Online/Virtual Classes will be for 14 days of - 4 Hours each

Attendance
A candidate will have to attend 75% of classes, failing which, he/ she will not be entitled to appear in the exams (Assessment Test).

Note:
If a member fails to attend 75% of the classes due to unavoidable reasons, s/he must complete the remaining course hours in the next two consecutive batches, failing which a fresh registration will be required to complete the course.

CPE Credit
The participants to this course will be given 30 CPE Hrs wherein credit of 25 CPE hours will be given after completion of entire classes and remaining 5 hours will be given after successfully clearing the exam (Assessment Test) as per CPE guidelines.

Assessment Test & Evaluation Pattern
There will be 2 papers of 80 marks each for Three hours at the end of the course. The examination will consist of 100% MCQs. A Passing grade is awarded if the candidate obtains 40% marks in each paper & Project and 50% in the aggregate.

Paper-1 Module1 to 7 Section A (80 Marks -80 MCQs- 1 marks each)
Section B (Project - Case study with 20 Marks -20 MCQs- 1 marks each)
Paper-2 Module10 to 14 Section A (80 Marks -80 MCQs- 1 marks each)
Section B (Project - Case study with 20 Marks -20 MCQs- 1 marks each)
Total 200 Marks


Note :

  • 1.Assessment test fee: Rs.1000/-+GST fee is applicable only if the participant is unable to clear/take the Assessment test in their first eligible attempt.
  • 2.A participant will be allowed a maximum of 4 attempts to pass the assessment. If a candidate is unable to qualify/take the assessment after 4 attempts within two years, a fresh registration is required to complete the course.

Course Fees
Course fee of Certificate course on Certificate Course on Financial Markets and Securities Laws is Rs.8,850/- [Rs. 7,500/- (Course fee) + Rs. 1350/- (18% GST)]

Refund policy

  • 1.Requests for refund or admission cancellation must be received at least one week before the Certificate Course starts.
  • 2.A deduction of 10% of the gross fee paid (including GST) will be applied, in accordance with ICAI norms.
  • 3.No refund requests will be accepted once the course has commenced.

For details-contact

To Secretary,
Committee on Financial Markets and Investors’ Protection
The Institute of Chartered Accountants of India
Second Floor, Hostel Block
ICAI Bhawan, A-29- Sector 62 Noida, 201309
E-mail: fata@icai.in
Contact Details: 0120- 3045905

Note: Committee reserves the right to change the venue, time, date, pattern and course curriculum.

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